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Broker-DealerActive

E&P Asia

E&P Asia is the Hong Kong arm of E&P Financial Group, an Australian-based financial services firm, licensed for dealing in and advising on securities. The firm provides stockbroking and investment advisory services to clients seeking access to Asia-Pacific capital markets, with particular expertise in connecting Australian and Asian institutional investors. Its client base primarily includes institutional investors, wealth management firms, and high-net-worth individuals. E&P Asia supports cross-border capital markets activities and leverages its parent group's research and advisory capabilities.

18
Total licensed
14
Currently active
3
Arrivals tracked
0
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

No data

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on Securities

Country of origin · active staff

Inferred from name · current members only

🇬🇧United Kingdom
11
🌐BG
1
🇮🇳India
1
🇲🇾Malaysia
1

People

Active SFC licences
Name CE# Joined
YEOH Benjamin Kim Meng
DealingAdvising
AMU2992026-02-24
SERLE Andrew Geoffrey
Advising
BXA0752025-11-27
NAYAGAM David Priyanjan Anthony Xeiss
Advising
BXA0742025-11-04
NEGRI Adam Daniel
DealingAdvising
BWT9322025-09-22
WOODS Adam James
DealingAdvising
ASH6032024-10-09
BLIGHT Alexander William
DealingAdvising
BVL2682024-10-09
HOLLOWAY Mitchell Leslie
DealingAdvising
BGV2332024-03-28
WHITEHEAD Hamish Roy
DealingAdvising
BUF9742023-11-01
RAYKOVSKI Entcho Vesselinov
Advising
BOW7782023-10-19
KIMBER Phillip John
Advising
BLO3692023-05-22
MARTIN Adam Hugh
Advising
BEV7762023-02-15
MASON Paul Drake
Advising
BTH9302023-02-15
ROCK Alexander John
DealingAdvising
BPX9132021-04-01
MCDONALD Cameron Sean
Advising
BPX9142021-04-01