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Hongkong Rich & Fortune Securities

香港匯鑫富證券有限公司

Hongkong Rich & Fortune Securities is a Hong Kong-based boutique securities firm licensed by the SFC for dealing in and advising on securities. The firm likely provides securities brokerage and investment advisory services, primarily targeting retail and high-net-worth Chinese-speaking investors in Hong Kong and Greater China. Its business model is characteristic of smaller local broker-dealers operating in Hong Kong's competitive retail securities market. The firm's name suggests a positioning toward Chinese-speaking clients seeking investment opportunities in Hong Kong and mainland-linked markets.

5
Total licensed
3
Currently active
5
Arrivals tracked
2
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on Securities

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
2
🇭🇰Hong Kong
1

People

Active SFC licences
Name CE# Joined
ZHANG Jiyao 張繼堯
DealingAdvising
BNC8142023-06-14
YE Zhijian 葉志堅
DealingAdvising
BHS2162019-02-04
LIU Ming Fai 廖銘輝
DealingAdvising
ARP1912019-01-21