IMM Investment is a Hong Kong-based financial firm holding SFC licences for dealing in securities, advising on securities, and asset management, reflecting a broad range of regulated activities. The firm operates as a combined broker-dealer and investment manager, generating revenue from brokerage commissions, advisory fees, and fund management mandates. Its client base likely spans high-net-worth individuals and smaller institutional investors seeking integrated investment services. The multi-licence structure allows IMM Investment to offer a relatively comprehensive suite of financial services from a boutique platform.
Licensed headcount
Active licence holders · monthly snapshot
Where talent goes
Destination firms · departures 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| YOON Jongwoo DealingAdvisingAsset Mgmt | BQN364 | 2021-01-18 | |
| LEE Young Joon DealingAdvisingAsset Mgmt | BLP736 | 2020-03-20 | |
| LEE Howon 李晧遠 DealingAdvisingAsset Mgmt | BPB585 | 2020-03-20 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.