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Oppenheimer Holdings

凱萬亞洲有限公司

Oppenheimer Holdings is a well-known US-based mid-tier investment bank and broker-dealer with a Hong Kong presence providing access to its global platform. Licensed for dealing in securities, advising on securities, and advising on corporate finance, its Hong Kong operations focus on securities brokerage, investment banking advisory, and cross-border capital markets transactions. The firm primarily serves institutional investors, corporate clients, and high-net-worth individuals seeking US-listed equity access and cross-border advisory services. Oppenheimer has a long history dating back to its origins in the 1950s and is publicly listed on the New York Stock Exchange.

65
Total licensed
6
Currently active
26
Arrivals tracked
29
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate Finance

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3
🇨🇳China
2
🇰🇷South Korea
1

People

Active SFC licences
Name CE# Joined
LU Cindy Xingyi
DealingAdvising
BRW8972023-01-13
LI Binhan 李彬翰
DealingAdvising
BGQ7602017-10-25
YAU Geoffrey Cheuk Fei 邱卓飛
Dealing
BJT9012017-06-21
KIM Hyun Ho 金賢鎬
DealingAdvising
ACJ0792014-01-17
HUANG Cliff Stevens 黃子明
DealingAdvising
AIM3072013-05-30
CHUNG Michael
DealingAdvising
AUC5052012-04-30

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.