上古證券有限公司
Shanggu Securities is a small Hong Kong broker-dealer licensed for dealing in securities, advising on securities, and advising on corporate finance. The firm provides securities brokerage, investment advisory, and capital market advisory services, likely targeting retail and smaller institutional clients as well as SME corporates seeking capital markets access. Its combined dealing and advisory licences suggest it operates as an integrated securities house serving Greater China-oriented clients. The firm is a relatively compact operation typical of independent local brokerages in Hong Kong.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Source firms · arrivals 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| YAU Shu Cheung 游樹祥 Advising | AAJ570 | 2024-11-13 | |
| HAN Xu 韓旭 DealingAdvisingCorp Finance | AOE724 | 2021-04-09 | |
| MAN Chi Yu Alissa 文志妤 DealingAdvisingCorp Finance | BMW869 | 2018-06-01 | |
| O' YANG Wiley 歐陽偉立 DealingCorp Finance | AEH460 | 2018-02-05 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.