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Sunny Fortune Capital Limited

日進資本有限公司

Sunny Fortune Capital Limited is a Hong Kong-based boutique financial advisory and broker-dealer firm licensed for securities dealing, securities advisory, and corporate finance advisory. The firm's primary revenue sources are likely transaction-based fees from securities brokerage and corporate finance advisory work, including IPOs, placements, and M&A transactions. Its client base probably includes small and mid-cap listed companies and entrepreneurs seeking capital market access and corporate restructuring advice. The absence of an asset management licence indicates the firm is focused on transactional and advisory activities rather than ongoing fund management.

21
Total licensed
7
Currently active
19
Arrivals tracked
7
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate Finance

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
5
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
TAM Hok Duen Scott 譚學端
DealingAdvisingCorp Finance
BXU7852026-05-06
LIU Yifan 劉一帆
DealingAdvisingCorp Finance
BXQ5382026-03-17
TANG Junjie 唐俊杰
DealingAdvisingCorp Finance
BWS7802025-08-27
TAM Wui Chun 譚匯寯
DealingAdvisingCorp Finance
BDF8472020-02-21
LEE Chun Him 李俊謙
DealingAdvisingCorp Finance
BCE8902020-02-14
LUK Wai Sum 陸偉琛
DealingAdvisingCorp Finance
BGE2462020-02-14
WONG Shin Yee, Freda 黃倩而
DealingAdvisingCorp Finance
AFV8392020-01-15

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.