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Ascent Capital Advisors Limited

Ascent Capital Advisors Limited is a boutique investment firm in Hong Kong holding SFC licences for dealing in securities, advising on securities, and advising on corporate finance. The firm provides securities brokerage, investment advisory, and corporate finance services, catering to corporate clients and professional investors in the Greater China region. Its activities likely include capital markets advisory, secondary market transactions, and M&A support for small and mid-cap companies. The firm operates as a small, full-service boutique within Hong Kong's securities industry.

10
Total licensed
3
Currently active
4
Arrivals tracked
4
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate Finance

Country of origin · active staff

Inferred from name · current members only

🇬🇧United Kingdom
1
🇭🇰Hong Kong
1
🇺🇸United States
1

People

Active SFC licences
Name CE# Joined
HO Shing Sat 何成實
DealingAdvisingCorp Finance
BPU2212024-08-19
LYNCH Fergus Michael
DealingAdvisingCorp Finance
AZT3282016-02-22
GREENBERG Eric Scott
DealingAdvisingCorp Finance
ANQ2882013-11-08

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.