SSFC Flows
← All firms
Broker-DealerActive

Global Mastermind Securities Limited

環球大通證券有限公司

Global Mastermind Securities Limited is a Hong Kong-based securities firm licensed for dealing in securities, securities advising, and corporate finance advising. The firm operates as a broker-dealer and financial advisory house, providing trade execution, investment recommendations, and corporate finance advisory services such as IPO sponsorship or M&A advisory. Its client base likely includes retail and high-net-worth investors for broking services, and small-to-mid-cap companies seeking capital markets advisory. The inclusion of corporate finance advisory suggests involvement in Hong Kong listed company transactions or fundraising activities.

20
Total licensed
8
Currently active
15
Arrivals tracked
5
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate Finance

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
8

People

Active SFC licences
Name CE# Joined
LAU Oi Shan 劉靄珊
DealingAdvising
AHH5362020-11-18
MAN So Ngor 文素娥
DealingAdvising
BPK2842020-03-10
YUEN Siu Lok 元兆洛
DealingAdvising
AQD6462020-02-17
WONG Chi Chiu 王志超
DealingCorp Finance
AJB4772019-03-11
CHONG Che Lam 莊子琳
Corp Finance
BEL7042019-03-11
LEE Siu Kwan Sammy 李兆鈞
Dealing
BDV5942018-05-24
TSE Joseph 謝祖耀
Dealing
AKL7092017-08-14
HO Ken Hon 何競康
DealingAdvising
AFR7772017-07-25

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.