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Soochow Securities

東吳證券國際經紀有限公司

Soochow Securities (Hong Kong) is the offshore subsidiary of Soochow Securities Co., Ltd., a mid-sized Chinese brokerage headquartered in Suzhou, Jiangsu Province. The Hong Kong entity is licensed for dealing in securities and futures, advising on securities and futures, and asset management, catering primarily to mainland Chinese institutional investors and corporates seeking cross-border market access. Revenue is generated through brokerage commissions, advisory fees, and fund management activities focused on Greater China equities and fixed income. The firm serves as a gateway for Soochow's mainland client base to access Hong Kong capital markets.

359
Total licensed
76
Currently active
343
Arrivals tracked
192
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
42
🇨🇳China
34

People

Active SFC licences
Name CE# Joined
CHOI Chung Kiu, Kenny 蔡仲橋
AdvisingAsset Mgmt
BEC2452026-05-04
ZHANG Yujing 張渝靖
Advising
BXS8762026-03-27
ZHANG Ye 張曄
Asset Mgmt
BBP2332026-03-20
LIU Yuqing 劉玉情
DealingAdvising
BSQ5542026-03-12
JI MING 季明
Dealing
BXQ1792026-02-12
GU Wei 顧巍
DealingFuturesAdvising
BXH4282026-02-02
LAM Ho Wai Howie 林浩煒
AdvisingAsset Mgmt
BFA2282026-01-20
SHEN Xu 沈旭
Advising
BSG5732025-11-19
SZE Kwun Yu, Jason 施冠宇
DealingFutures
AXD8982025-11-17
WANG Kaifan 王愷凡
AdvisingAsset Mgmt
BNR8102025-11-07
MA SONGYUAN 馬崧源
DealingAdvising
BTR3392025-10-30
DA Qi 笪琦
DealingAdvising
BRM0152025-09-11
LIANG Zijian 梁梓健
DealingAdvising
BWO1462025-07-24
YANG He 楊荷
DealingFuturesAdvising
BIX7722025-06-17
SANG Zi 桑梓
Advising
BWI4382025-06-17
TONG Tiantian 童甜甜
DealingAdvising
BWI0412025-06-16
CHEN Zhangchen 陳樟宸
DealingAdvising
BHY0952025-05-30
ZHANG Liang 張亮
DealingAdvising
BPD7702025-05-26
HUEN Chi Wai 禤志偉
DealingFutures
BKF4422025-05-23
TANG Congcong 唐聰聰
DealingAdvising
ASE0402025-05-22
HO Ming Lap 何名立
DealingFuturesAdvising
APW0122025-05-15
LUK Kar Man, Carmen 陸嘉敏
DealingFuturesAdvising
AVD3082025-05-15
LI Qin 李欽
DealingAdvising
BWF6362025-05-07
LI Jiarong 李佳蓉
DealingAdvising
BWF4202025-05-02
GU Yutong 古鈺桐
DealingAdvising
BTW3512025-03-24
LEE Ryan Chun Yin 李駿賢
DealingAdvising
BNP5992025-02-19
ZHAO Cui 趙璀
DealingAdvising
AOS2712025-02-18
YAN Chunsheng 顏春盛
AdvisingAsset Mgmt
BSX8432025-02-17
YING Ka Wai 應嘉偉
DealingFutures
BNZ0562024-12-04
JIANG Xinyue 江欣悦
DealingFuturesAdvisingAdv.Futures
BVQ2322024-11-19
XIA Bowen 夏博文
AdvisingAsset Mgmt
BVH7412024-08-26
WONG Hei Lim 黃希廉
DealingFutures
BIX4372024-07-18
MENG Xiangwen 孟祥文
Advising
BSF9322024-06-03
LEUNG Kwok Wai 梁國偉
DealingFutures
BTT1072024-04-18
LIU Yufeng 劉宇峰
DealingFutures
BUP8722024-03-06
LAW Pui Chung, Simon 羅珮璁
Dealing
BEV7852024-01-18
YANG MING 楊銘
DealingAdvising
BUF9882023-11-09
LIU Yihe 劉一賀
AdvisingAsset Mgmt
BDL8902023-08-08
CHEUNG Wan Wah 張韻華
DealingFutures
AWA3462023-05-12
WU JINJING 武晉婧
DealingAdvising
BTP2482023-05-09
WANG Xuegang 王學剛
DealingFuturesAdvisingAdv.Futures
BMD0082023-05-08
PAN Baodong 潘包東
DealingFutures
BQI5062023-04-26
LU MENGJIE 陸夢杰
DealingAdvising
BTK4802023-02-21
CHOW Hau Fan 周厚勛
Dealing
AXZ7652022-12-14
ZHANG Liangwei 張良衛
Advising
BSV3612022-09-13
CHEN Ruibin 陳睿彬
Advising
BSR8312022-07-21
CHAN Siu Kay, Stanley 陳紹基
DealingFutures
ARE4512022-05-25
XING Hongwei 邢宏瑋
DealingAdvising
BQM9382022-01-12
QIU Jin 邱瑾
DealingFuturesAdvisingAdv.Futures
AZJ9472021-07-05
CHAN Ka Keung 陳家強
DealingFutures
ADI0532021-05-05