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Soochow Securities

東吳證券國際經紀有限公司

Soochow Securities (Hong Kong) is the offshore subsidiary of Soochow Securities Co., Ltd., a mid-sized Chinese brokerage headquartered in Suzhou, Jiangsu Province. The Hong Kong entity is licensed for dealing in securities and futures, advising on securities and futures, and asset management, catering primarily to mainland Chinese institutional investors and corporates seeking cross-border market access. Revenue is generated through brokerage commissions, advisory fees, and fund management activities focused on Greater China equities and fixed income. The firm serves as a gateway for Soochow's mainland client base to access Hong Kong capital markets.

373
Total licensed
84
Currently active
350
Arrivals tracked
196
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
48
🇨🇳China
36

People

Active SFC licences
Name ↕CE# ↕Joined ↓
SHEN Xiaozhou 沈晓舟
Dealing
BXI7522026-10-12
SZE TO Kwok Chun 司徒國駿
Dealing
ARK0592026-09-23
CHAN PUI CHING 陳培正
Dealing
BYN2992026-09-10
CHEUNG Ho Wen Owen 蔣浩雲
DealingFuturesAdvisingAdv.Futures
BDE1372026-09-09
ZENG Duohong 曾朵红
Advising
BYE2992026-08-11
XU Shangqing 許尚青
DealingAdvising
BTZ1982026-07-27
ZHU Yihan 朱藝涵
Advising
BWW5172026-07-08
LI YANG 李洋
DealingAdvising
BYC9232026-06-29
NGAI Charles Yik Ning 魏翊寧
DealingAdvising
BNO6882026-06-24
LAM Ka Li 林嘉莉
DealingFutures
BDX7922026-06-17
TAN QingYue 谭晴月
DealingFutures
BYB8502026-06-16
LAU Nga Ki 劉雅琪
DealingFutures
ASY4912026-05-28
HUANG Shiting 黃詩婷
DealingAdvising
BXY8732026-05-20
CHOI Chung Kiu, Kenny 蔡仲橋
AdvisingAsset Mgmt
BEC2452026-05-04
ZHANG Yujing 張渝靖
Advising
BXS8762026-03-27
ZHANG Ye 張曄
Asset Mgmt
BBP2332026-03-20
GU Wei 顧巍
DealingFuturesAdvising
BXH4282026-02-02
LAM Ho Wai Howie 林浩煒
AdvisingAsset Mgmt
BFA2282026-01-20
SHEN Xu 沈旭
Advising
BSG5732025-11-19
SZE Kwun Yu, Jason 施冠宇
DealingFutures
AXD8982025-11-17
WANG Kaifan 王愷凡
AdvisingAsset Mgmt
BNR8102025-11-07
MA SONGYUAN 馬崧源
DealingAdvising
BTR3392025-10-30
DA Qi 笪琦
DealingAdvising
BRM0152025-09-11
LIANG Zijian 梁梓健
DealingAdvising
BWO1462025-07-24
YANG He 楊荷
DealingFuturesAdvising
BIX7722025-06-17
SANG Zi 桑梓
Advising
BWI4382025-06-17
TONG Tiantian 童甜甜
DealingAdvising
BWI0412025-06-16
CHEN Zhangchen 陳樟宸
DealingAdvising
BHY0952025-05-30
ZHANG Liang 張亮
DealingAdvising
BPD7702025-05-26
HUEN Chi Wai 禤志偉
DealingFutures
BKF4422025-05-23
TANG Congcong 唐聰聰
DealingAdvising
ASE0402025-05-22
HO Ming Lap 何名立
DealingFuturesAdvising
APW0122025-05-15
LUK Kar Man, Carmen 陸嘉敏
DealingFuturesAdvising
AVD3082025-05-15
LI Qin 李欽
DealingAdvising
BWF6362025-05-07
LI Jiarong 李佳蓉
DealingAdvising
BWF4202025-05-02
LEE Ryan Chun Yin 李駿賢
DealingAdvising
BNP5992025-02-19
ZHAO Cui 趙璀
DealingAdvising
AOS2712025-02-18
YAN Chunsheng 顏春盛
AdvisingAsset Mgmt
BSX8432025-02-17
YING Ka Wai 應嘉偉
DealingFutures
BNZ0562024-12-04
JIANG Xinyue 江欣悦
DealingFuturesAdvisingAdv.Futures
BVQ2322024-11-19
XIA Bowen 夏博文
AdvisingAsset Mgmt
BVH7412024-08-26
WONG Hei Lim 黃希廉
DealingFutures
BIX4372024-07-18
LIU Yufeng 劉宇峰
DealingFutures
BUP8722024-03-06
LAW Pui Chung, Simon 羅珮璁
Dealing
BEV7852024-01-18
YANG MING 楊銘
DealingAdvising
BUF9882023-11-09
LIU Yihe 劉一賀
AdvisingAsset Mgmt
BDL8902023-08-08
CHEUNG Wan Wah 張韻華
DealingFutures
AWA3462023-05-12
WU JINJING 武晉婧
DealingAdvising
BTP2482023-05-09
WANG Xuegang 王學剛
DealingFuturesAdvisingAdv.Futures
BMD0082023-05-08
PAN Baodong 潘包東
DealingFutures
BQI5062023-04-26