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Huatai Securities

華泰資產管理(香港)有限公司

Huatai Securities is one of China's largest full-service brokerage and investment banking groups, with its Hong Kong platform serving as its international capital markets hub. The firm holds a full suite of SFC licences covering dealing and advising on securities and futures contracts, as well as asset management, enabling it to provide comprehensive investment banking, brokerage, and asset management services. Huatai International serves institutional investors, corporates, and high-net-worth clients seeking access to Hong Kong, Chinese, and global capital markets. The firm is particularly active in cross-border equity offerings, including Chinese company listings in Hong Kong, and is well-regarded for its strong research and distribution capabilities.

112
Total licensed
63
Currently active
60
Arrivals tracked
26
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
45
🇨🇳China
14
🇬🇧United Kingdom
1

People

Active SFC licences
Name CE# Joined
ZHOU Liqiang 周立強
Futures
BVP9592026-05-06
LI Hau Yi Vivian 李巧儀
DealingAdvising
BXV6912026-04-27
HUANG Huaxing 黃華興
DealingAdvising
BXW8252026-04-23
LI Kwok Kuen 李國權
DealingAdvising
AGL7092026-04-20
CHAN Cheuk Lam 陳卓林
DealingAdvising
BQC5962026-04-20
LI Zhicheng 李志铖
DealingAdvising
BXU4532026-04-20
LEUNG Kwok Sum 梁國深
DealingAdvising
BXS5462026-04-01
LEUNG Yee Ting 梁綺婷
DealingAdvising
BXQ6932026-03-17
TSOI Kwan Yee 蔡君義
DealingAdvising
BPX0132026-03-13
HO Fu Wing 何富榮
DealingAdvising
BIY6472026-03-09
ZHOU Yihang 周一行
DealingAdvising
BGL3032026-02-27
LAU Ka Man 劉嘉雯
DealingAdvising
BXO1342026-02-27
WONG Wai Ping 黃惠平
DealingAdvising
BXN4492026-02-26
CHANG Wing Sang 張榮生
DealingAdvising
BXM3272026-02-12
WONG Po Chin 黃步前
DealingAdvising
ALY3612026-02-05
WU Siu Kwan Cherry 胡小君
DealingAdvising
BXJ4632026-02-05
CHENG Ka Man 鄭嘉敏
DealingAdvising
BXJ5572026-02-05
CHOI Ka Man Janet 蔡家敏
DealingAdvising
BXL0602026-02-05
LAM Man Man 林雯雯
DealingAdvising
BXJ3302026-01-30
YIP Yat Fan Yvonne 葉逸芬
DealingAdvising
BWY9972026-01-22
NG Kwan Ming 吳均明
DealingAdvising
BXJ3572026-01-22
LEONG Wai Shan Savvy 梁尉珊
DealingAdvising
BXH6832026-01-19
CHAN Kit Ching 陳潔貞
DealingAdvising
AFU6402026-01-16
LI Ki Hong 李其康
DealingAdvising
AML2122026-01-16
LEE Ming Tat Jeff 李明達
DealingAdvising
BXI6092026-01-16
LEE Chi Wang Kelvin 李治弘
DealingAdvising
BXH8902026-01-15
LOK Chun Chung 駱振中
DealingAdvising
BXH5962026-01-12
KO Wan Suen 高韻璇
DealingAdvising
BXH6292026-01-12
LUI Mei Ying 呂美英
DealingAdvising
BXH6862026-01-12
CHU Ka Chun 朱家俊
DealingAdvising
BXH8932026-01-12
MAN Yuk Sim Daisy 文玉嬋
DealingAdvising
BWY7582026-01-08
LEE Tsz Mei 李紫薇
DealingAdvising
BXH0962026-01-08
CHAN Lap Hong Frederick 陳立康
DealingAdvising
BXF2192025-12-23
LEUNG Yiu Kwong, Patrick 梁耀光
DealingAdvising
AAW1202025-12-09
CHIU Mei Fung 趙美鳳
Dealing
AGN5862025-12-09
NG Kin Kuen, Richard 伍健權
DealingAdvising
AJI4972025-12-09
LI Tsz Kin Ken 李子健
DealingAdvising
BNH4072025-12-09
YANG YANG 楊陽
DealingFutures
BXA5132025-12-04
WANG Youyou 王悠悠
DealingFuturesAdv.Futures
BUC0302025-11-13
RUDD Benjamin Jeremy Kenneth
DealingAdvisingAsset Mgmt
AIC8782025-07-11
LUI Lai Kwong 呂勵剛
DealingAdvising
BSZ8522025-07-11
WONG Chung Man Mandy 黃頌雯
DealingAdvising
BHM8692025-06-23
GAO Jieyi 高洁仪
Futures
BRJ5472025-06-20
CHUI Lap Pan 徐立斌
DealingAdvisingAsset Mgmt
BCK2832025-05-30
LI Dongchang 李東昌
DealingFutures
BWB9102025-04-23
LEI Shuyu 雷澍宇
AdvisingAsset Mgmt
BGN2362025-04-07
PANG Da 龐達
DealingFutures
BUK2872024-11-15
CHEN Xinnan 陳炘南
DealingFuturesAdv.Futures
BVC2022024-08-21
NG Kim Fung, Jason 吳劍峰
Futures
BGG5032024-07-08
TAM Kenney 譚君禮
Futures
ANH0012024-04-18

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.