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Hope Securities Limited

希望證券有限公司

Hope Securities Limited is a small but broadly licensed financial intermediary in Hong Kong, holding licences spanning securities and futures dealing, advisory services, and asset management. This comprehensive licence set positions it as a full-service boutique broker capable of executing equities and derivatives transactions while also managing client assets and providing investment advice. Its client base likely includes retail and high-net-worth investors seeking integrated brokerage and investment management services. The firm's broad scope is notable for its relatively small operational size.

13
Total licensed
3
Currently active
15
Arrivals tracked
5
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3

People

Active SFC licences
Name CE# Joined
LEUNG Wai Kee 梁慧琪
DealingFuturesAdvisingAdv.FuturesAsset Mgmt
ANF2502024-12-05
YAU Tak Lung, Simon 游德隆
DealingFuturesAdvisingAdv.FuturesAsset Mgmt
AQS4252024-10-28
CHENG Chiu Hua 鄭秋華
Dealing
ABJ8162022-09-01