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Funderstone Securities Limited

Funderstone Securities Limited is a Hong Kong-based securities firm holding licences for dealing in securities, advising on securities, corporate finance advisory, and asset management. The firm appears to operate as a boutique financial services provider catering to a mix of retail, high-net-worth, and corporate clients in the Hong Kong and Greater China markets. Its corporate finance licence suggests it may be involved in sponsoring or advising on equity listings, rights issues, or mergers and acquisitions for small to mid-cap companies. Funderstone positions itself as a diversified local intermediary offering brokerage and advisory solutions within a competitive market.

157
Total licensed
19
Currently active
25
Arrivals tracked
84
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
13
🇨🇳China
2
🇬🇧United Kingdom
2
🇺🇸United States
1

People

Active SFC licences
Name CE# Joined
WONG Chun Lun 王俊麟
DealingAdvising
AQE9292024-12-19
CHAN Tsz Hin 陳梓軒
Dealing
BRI6222024-07-23
CHAN Yau Wai 陳又維
Dealing
ANN1132024-02-26
WONG Nga Lun 王雅倫
Dealing
ANQ1992024-02-09
ZHOU Ke Jun 周可君
Advising
BRC0202024-01-12
HO Ting Kin 何庭堅
Corp Finance
AYI2362021-09-16
ZHANG Lingling 張玲玲
DealingAdvising
BMT2812019-11-21
LAU Pak Kin Patric 劉栢堅
DealingAdvisingAsset Mgmt
BOT8972019-09-06
CHAN Chun Fung 陳俊峰
DealingAdvisingAsset Mgmt
ARD4302019-09-04
HO Kin Ching 何健程
Corp Finance
AVG7232019-02-20
CHEUK Wai Nim 卓偉廉
Dealing
ADK1512006-05-03
YIP Lai Ming 葉麗明
Dealing
AIS2492005-06-17
KO Che Cheung 高子翔
Dealing
AKJ8392004-12-10
RIGBY Clive Derek Conway Louis
DealingAdvisingCorp Finance
AAD7242003-04-01
SCHNEPS Marian
DealingAdvisingCorp Finance
AAF3722003-04-01
SOFAER Isaac
DealingAdvisingCorp FinanceAsset Mgmt
AAF9242003-04-01
NG Tze Ling, Elki 吳紫玲
DealingAdvisingCorp Finance
ABS4802003-04-01
PONG Hay Chow 龐熙就
DealingAdvisingCorp Finance
ACM7612003-04-01
CHENG Man Chi 鄭敏慈
DealingAdvisingCorp Finance
ADV1872003-04-01