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Broker-DealerActive

BTIG

BTIG is a US-based global financial services firm specialising in institutional equities, equity research, investment banking, and trading. Its Hong Kong office holds an SFC licence for dealing in securities, focusing on institutional equities brokerage and sales and trading services for professional and institutional clients. BTIG is known for its strong research capabilities and specialised sector expertise, serving hedge funds, asset managers, and other institutional investors across Asia. The firm differentiates itself through deep sector research and its ability to execute complex institutional trading strategies.

69
Total licensed
20
Currently active
50
Arrivals tracked
24
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in Securities

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
10
🇬🇧United Kingdom
4
🇨🇳China
2
🇮🇪Ireland
1
🇰🇷South Korea
1
🇵🇭Philippines
1
🇺🇸United States
1

People

Active SFC licences
Name CE# Joined
CHEUNG Hoi Yi
Dealing
BWV7992025-10-22
YAU Ka Hei 游嘉熙
Dealing
ARG5232025-08-19
JUDD Marcus Ryan Chua
Dealing
BWM0862025-07-15
FUNG Kin Chueng 馮健昌
Dealing
ALZ3072025-06-19
WENG Cheng Feng 翁成峰
Dealing
BHB3172025-06-05
WALTERS Evan Ambrose
Dealing
BFU9692025-05-19
YIN Raymond Rui-Zhang
Dealing
BWF1372025-05-02
CHOI YOUN WOO
Dealing
BUD9062023-10-30
NOKE Freddy
Dealing
ANA9342023-01-18
NG Kwok Ming 吳國明
Dealing
AWA0392021-09-16
KWAN Yuen On 關苑安
Dealing
AUL7612018-12-06
LAU Hoi Ying 劉愷凝
Dealing
BFW3222015-08-10
REILLY Craig Joseph
Dealing
ADW2652014-05-14
LEUNG Tsing Wo Samuel 梁靖和
Dealing
BAW6832013-02-26
FAULKNER Matthew Robert
Dealing
ARG8842012-09-20
HARRISON Trevor Jeffrey
Dealing
AXE2222011-04-21
LI Man Yin, Eddie 李文賢
Dealing
ACS0162011-01-06
LAM Chi Wai, Dave 林志偉
Dealing
ABB0572010-03-01
MCLAUGHLIN Timothy John
Dealing
AUN3272010-01-19
LIU Yun Yun, Louisa 劉欣欣
Dealing
ACA6472008-04-23

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.