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Upmax Securities

晉億證券有限公司

Upmax Securities is a Hong Kong-based securities firm holding SFC licences for dealing in securities and asset management. The firm provides securities brokerage and portfolio management services, likely serving retail investors and high-net-worth individuals seeking access to Hong Kong and potentially Chinese equity markets. Its combined dealing and asset management licences allow it to offer both execution and discretionary investment management services under one platform. The firm operates as a small independent securities house in the Hong Kong market.

17
Total licensed
9
Currently active
16
Arrivals tracked
5
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
9

People

Active SFC licences
Name CE# Joined
WONG Yin Kui, Derek 黃賢駒
DealingAsset Mgmt
AMB3702025-08-19
CHUI Heung Chin 徐响前
Dealing
ANQ2302025-05-15
CHENG Sze Ming, Rebecca 鄭詩明
Dealing
AAE4432022-05-10
LAM Tim, Ricky 林添
DealingAsset Mgmt
ABF2822021-03-08
LEE Sung Yin 李崇賢
DealingAsset Mgmt
ABF7912021-01-29
CHAN Tung Ching 陳冬青
Dealing
AGO2682017-12-22
CHIU Yiu Wah 趙耀華
Dealing
AAD1062017-10-04
HUI Hok Suen 許學萱
Dealing
AAD5742017-10-04
LEE Man Yu 李敏如
DealingAsset Mgmt
BAC3002017-07-11