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Tung Yat Securities

同一證券有限公司

Tung Yat Securities is a Hong Kong-based securities firm licensed by the SFC for dealing in securities, advising on securities, and asset management, reflecting a multi-service offering typical of local Hong Kong brokerages. The firm provides securities brokerage, investment advisory, and portfolio management services, likely catering to a mix of retail and high-net-worth individual clients. With a traditional Chinese name, the firm is likely a locally established securities house serving Hong Kong and potentially mainland Chinese investors. It operates as a small but diversified securities intermediary in the local market.

11
Total licensed
5
Currently active
8
Arrivals tracked
4
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
4
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
LU Kai 陸愷
DealingAdvisingAsset Mgmt
BXT7622026-03-19
CHEN Shuai 陳帥
DealingAdvisingAsset Mgmt
BXG1362026-02-09
YIN Ada Manyee 阮敏儀
AdvisingAsset Mgmt
ARI2252025-08-27
WAT Ying Hang 屈應鏗
DealingAdvisingAsset Mgmt
AAK7162022-05-05
CHENG King Wai 鄭經緯
DealingAdvisingAsset Mgmt
AHR4862018-11-13