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Yau Wai International Asset Management

有為國際資產管理有限公司

Yau Wai International Asset Management is a Hong Kong-based firm holding SFC licences for dealing in securities, advising on securities, and asset management, enabling it to function as a full-service securities and investment management house. The firm provides integrated brokerage, advisory, and portfolio management services, likely targeting high-net-worth individuals, corporate clients, and institutional investors. Its broad licensing scope positions it to manage discretionary mandates alongside direct securities execution for clients. The firm operates with a modestly sized team reflective of a mid-tier boutique manager in Hong Kong.

16
Total licensed
7
Currently active
3
Arrivals tracked
3
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
6
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
CHAN Chi Ho 陳志豪
DealingAdvising
BVO3362024-12-10
NG Wa Fung 吳華豐
DealingAdvisingAsset Mgmt
BSV5032022-09-21
TAN Xiaowen 譚曉雯
DealingAdvisingAsset Mgmt
BSF4812022-05-04
HON Ching Ling, Elkie 韓青玲
DealingAdvising
ACY3772022-01-26
WU Ming-jie 吳明傑
DealingAdvisingAsset Mgmt
BRV4962022-01-12
HUANG Ying 黃穎
DealingAdvisingAsset Mgmt
BOK0902019-09-10
SZETO Joyce 司徒𣶶玉
DealingAdvisingAsset Mgmt
BOK0932019-09-10