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Yaw Kai Financial Group Limited

耀佳金融集團有限公司

Yaw Kai Financial Group Limited is a Hong Kong-based financial services firm licensed by the SFC for dealing in securities, advising on securities, and asset management. It operates as an integrated broker-advisor and asset manager, providing securities trading, investment advisory, and portfolio management services to its clients. The firm likely targets retail investors, high-net-worth individuals, and small institutions, potentially with a focus on Chinese-language clientele given its name. Its multi-licence structure enables a broad service offering within a single boutique group.

8
Total licensed
3
Currently active
4
Arrivals tracked
2
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3

People

Active SFC licences
Name CE# Joined
YIP Tsz Fung 葉梓鋒
DealingAdvisingAsset Mgmt
BUQ3262024-04-16
LUI Sai Man 呂世文
DealingAdvisingAsset Mgmt
APY6102019-04-23
KEUNG Hon Kwan 姜漢坤
DealingAdvisingAsset Mgmt
ASD7652019-03-06