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MUFG Securities

三菱日聯證券亞洲有限公司

MUFG Securities is the Hong Kong-based securities and investment banking arm of Mitsubishi UFJ Financial Group (MUFG), Japan's largest banking group and one of the world's largest financial institutions by assets. The firm provides equity and fixed income dealing, futures brokerage, securities advisory, and corporate finance services, primarily targeting institutional investors, corporate clients, and financial institutions in Asia. MUFG Securities is particularly active in debt capital markets, structured finance, and cross-border transactions involving Japanese and Asian corporates. Its Hong Kong operation complements MUFG's broader regional investment banking platform, which gained additional scale following MUFG's acquisition of a major stake in Morgan Stanley.

400
Total licensed
83
Currently active
113
Arrivals tracked
86
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA6 · Advising on Corporate Finance

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
33
🇨🇳China
14
🇬🇧United Kingdom
6
🇰🇷South Korea
6
🇮🇳India
5
🇸🇬Singapore
5
🇯🇵Japan
4
🇲🇾Malaysia
2
🇹🇷Turkey
2
🇺🇸United States
2
🇩🇪Germany
1
🌐GR
1

People

Active SFC licences
Name CE# Joined
KWAN Wing Sze Eva Carmen 關穎詩
DealingCorp Finance
BXW0242026-04-16
CHOI Chung Long 蔡頌朗
DealingCorp Finance
BXU5382026-04-01
YEUNG Edwin Chun Yue 楊鎮宇
Dealing
BIB9092026-03-16
RAY Kaustav
Dealing
BXN6182026-03-16
HOBBY Michael David
DealingCorp Finance
BXP5932026-02-24
WONG Chon Hou 黃俊豪
DealingAdvising
BQE2522026-02-20
MAO Saifeng 茅賽峰
DealingCorp Finance
BEL6192026-02-06
TAN Yi Loong, Samuel 陈仪龙
DealingCorp Finance
BXF7722026-01-13
OH Jinwoo
DealingFutures
BUB9722026-01-12
MERIC Dorian Kerim
Dealing
BWW8982025-10-27
LOEFFLER Klemens
Dealing
BXA0152025-10-13
WANG Ting Chiang 王鼎強
DealingAdvising
BWX4332025-09-29
LAM Tsz Leung 林子良
DealingAdvising
BJS1442025-09-18
SUI YU 隋雨
DealingAdvising
BWS6122025-08-22
HARLALKA Gyanchand
DealingFuturesAdvising
BWE6622025-07-14
LEE Ching Yam 李正音
DealingAdvising
BWL0712025-06-16
YEO Yih Peng 杨誉鹏
DealingCorp Finance
BWH2292025-05-19
GAAL Fiona Amanda Emese
DealingCorp Finance
BWF1212025-05-12
CHOI Dae Youn 崔大允
DealingFuturesAdvising
BFD0112025-04-01
LIU Yixuan 刘一萱
DealingFutures
BVW7482025-02-25
KING Georgina Chuek-Lum
DealingFutures
BVV9912025-02-12
WONG Ka Man 黃嘉敏
DealingCorp Finance
BAB8062025-01-02
KIM Geonho
DealingCorp Finance
BVL2292024-10-07
FERRIS Ruth Nicole
DealingFutures
BVK2342024-09-09
LEE Khang Sek
Advising
BVI3912024-08-28
CAKIRAHMETOGLU Evren
DealingFutures
AZB9622024-08-15
LI Yen-Cheng 黎彥成
DealingFutures
BKU8502024-07-29
LAW Lok Yin 羅樂妍
DealingFutures
BVA9232024-07-29
LIM Wayne Sze Meng 林思民
DealingCorp Finance
BUU8322024-04-10
CHAN Yue Yan 陳譽仁
DealingAdvising
BUT9742024-04-05
KAING William
DealingCorp Finance
BUT1642024-04-03
KANNO Takayuki
DealingFutures
BTX8752024-02-26
NG Yong Jie 黄永杰
DealingCorp Finance
BUN4922024-01-10
POON Anthony Tsz Lai
DealingCorp Finance
BUN6062024-01-10
YEO TERRI HUIXIAN
DealingCorp Finance
BUA0092023-08-02
LOKE Chern Yang Ian 陆振扬
DealingCorp Finance
BOM3722023-06-20
PROWSE Timothy James
DealingFutures
BTS6412023-05-15
WANG Zhuoer 王卓尔
DealingFutures
BTO6442023-03-28
YAMAMOTO Naoki
DealingFutures
BKM2942023-03-10
LI Wanting 李晚婷
DealingAdvising
BTF3612022-12-02
GERMANOS Anna
DealingCorp Finance
BTF0692022-12-01
CHUNG Yuk Yin Barnabas 鍾育延
DealingFutures
BTC4152022-11-01
SHEKHAR Shivam
DealingCorp Finance
BSZ6982022-10-25
CHOOI Trinston Pai Yik 崔百毅
DealingCorp Finance
BSR6712022-07-13
KAGA Maximilian Shotaro
DealingCorp Finance
BIC2842022-05-12
CHEN Chen 陳辰
DealingCorp Finance
BSJ2892022-05-12
KIM Vincent Taeho
Dealing
BDP1132022-03-28
MAYHEW William John 梅卓立
DealingAdvising
BSB9402022-01-27
WONG Pui Ying Smona 黃沛盈
DealingAdvising
BRZ4982021-12-28
JIAO Yiwei 焦弋惟
DealingCorp Finance
BPP2422021-08-23

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.