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Piper Jaffray

派杰亞洲証券有限公司

Piper Jaffray (now Piper Sandler following its 2020 rebranding) was a Minneapolis-based investment bank and broker-dealer that maintained a Hong Kong presence to serve its Asian investment banking and capital markets clients. The firm offered securities dealing, corporate finance advisory, and research services, with particular expertise in growth-oriented sectors such as healthcare, technology, and consumer. Its Hong Kong operation targeted institutional investors and corporate clients with cross-border capital market needs. With zero active persons currently, the Hong Kong entity appears to have ceased operations, consistent with Piper Sandler's reduced international footprint.

226
Total licensed
0
Currently active
148
Arrivals tracked
153
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

People

Active SFC licences

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