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Enlighten Securities Limited

名匯證券有限公司

Enlighten Securities Limited is a Hong Kong-based securities firm licensed for dealing in securities, advising on securities, corporate finance advisory, and asset management. The firm operates as a boutique financial services provider offering brokerage, investment advisory, and asset management services, likely targeting retail investors, high-net-worth individuals, and smaller corporate clients. Its corporate finance licence suggests occasional involvement in IPO sponsorship, fundraising, or M&A advisory for smaller listed or pre-IPO companies in the Greater China space. Enlighten Securities is a mid-sized local firm competing in Hong Kong's diverse and fragmented securities industry.

153
Total licensed
4
Currently active
98
Arrivals tracked
99
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
4

People

Active SFC licences
Name CE# Joined
LAW Kam On 羅錦安
Dealing
ABB0872010-08-11
LO Tak Fat, Ricky 盧德發
Dealing
ACL6822009-06-18
SO Sai Hung 蘇世雄
Dealing
AMP3732007-04-18
KUA Kong Chak, Denny 柯港澤
Dealing
AAI1602003-10-30