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Cathaysia Securities

華夏證券有限公司

Cathaysia Securities is a Hong Kong securities broker licensed for dealing in and advising on securities, operating as a focused brokerage and investment advisory firm. The firm likely provides equity trading execution and investment advice primarily to retail and high-net-worth clients, with a probable focus on the Greater China market given its name. Revenue is primarily derived from brokerage commissions and advisory fees. The firm operates as a mid-sized boutique with a modest but active team servicing its client base.

32
Total licensed
5
Currently active
21
Arrivals tracked
15
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on Securities

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
LIU Chaoyan 刘超彦
DealingAdvising
BXU2862026-05-06
TANG Tat Pan 鄧達斌
Dealing
AXG7932026-03-26
LUO SIWEI 羅思維
DealingAdvising
BWY9562025-11-20
WONG Bun Lam 黃彬霖
DealingAdvising
ARD5282024-09-23
PAN Hong 潘红
DealingAdvising
BMX6302023-07-31