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Broker-DealerActive

Open Securities Limited

開盤證券有限公司

Open Securities Limited is a small Hong Kong securities firm holding licences spanning securities and futures dealing, advisory, corporate finance, and asset management. The firm appears to have significantly reduced its operations, given its minimal active licensed representation relative to historical totals. It likely serves a niche client base of retail or high-net-worth investors and small corporates. The broad licence coverage suggests the firm was originally structured as a full-service boutique catering to local market participants.

176
Total licensed
6
Currently active
95
Arrivals tracked
110
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
3
🇭🇰Hong Kong
3

People

Active SFC licences
Name CE# Joined
ZHANG Wenrui 張文瑞
Dealing
BWX2042026-01-19
ZHU Weiyi 朱唯一
DealingFutures
BPW9362025-12-12
YAN Huakai 嚴華凱
Dealing
BWY6392025-11-28
CHEUNG Tik Ho, Penny 張迪豪
DealingFutures
AOM5992025-05-08
GAO Meng 高萌
Dealing
BTS5212023-06-07
LI Chunyu 李春雨
DealingFuturesAdvising
BOW5012019-10-02