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Phoenix Capital Securities

英明證券有限公司

Phoenix Capital Securities is an inactive Hong Kong financial firm that held a comprehensive set of SFC licences covering dealing in securities, dealing in futures contracts, advising on securities, advising on corporate finance, and asset management. This broad licensing profile suggests the firm aspired to operate as a full-service broker-dealer offering brokerage, derivatives trading, investment advisory, corporate finance, and fund management services. Its client base would have spanned retail, corporate, and institutional clients across multiple product lines. The firm currently has no active licensed personnel, indicating it has ceased regulated operations.

30
Total licensed
0
Currently active
8
Arrivals tracked
19
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

People

Active SFC licences

No data available