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Founder Securities

方正證券(香港)有限公司

Founder Securities is the Hong Kong subsidiary of Founder Securities Co., Ltd., a prominent Chinese investment bank backed by Peking University's Founder Group. The firm holds licences for dealing in securities, advising on securities, and advising on corporate finance, enabling it to provide brokerage, research, and investment banking services in Hong Kong. Its client base consists primarily of institutional investors, Mainland Chinese corporates, and high-net-worth individuals seeking capital markets access. Founder Securities plays a role in facilitating cross-border transactions and supporting Chinese companies seeking listings or financing in Hong Kong.

157
Total licensed
7
Currently active
128
Arrivals tracked
105
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate Finance

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
4
🇭🇰Hong Kong
3

People

Active SFC licences
Name CE# Joined
CHEN Yu 陳裕
DealingAdvising
AQS3722025-05-02
ZHOU Qun 周群
DealingAdvising
BUP1142024-07-31
LIU Haoyu 劉皓宇
DealingAdvising
BLC4972022-07-06
NIP Yiu Chuen 聶耀泉
DealingAdvising
ABY4252021-02-25
CHAN Yuen Yee 陳婉兒
DealingAdvising
AEM8542020-11-16
LIU Wei 劉偉
DealingAdvising
AUS6552019-05-10
PUN Tze Miu 潘子苗
DealingAdvising
ACX6432019-04-03