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RaffAello Securities (HK) Limited

RaffAello Securities (HK) Limited is a boutique securities broker-dealer licensed for dealing in and advising on securities in Hong Kong. The firm provides securities brokerage and investment advisory services, likely with a focus on equities and related instruments. Its client base appears to be a select group of institutional or high-net-worth clients given its small scale. The firm may be affiliated with the broader RaffAello group active in Hong Kong's financial services sector.

44
Total licensed
5
Currently active
29
Arrivals tracked
26
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on Securities

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
5

People

Active SFC licences
Name CE# Joined
LEE Ha Young 李夏榮
DealingAdvising
ADI2522020-08-19
LAM Bun Hei 林品希
DealingAdvising
BIS0182017-01-10
YUNG Yuk Chun 容玉珍
Dealing
ABY7432014-10-28
CHEUNG Mei Wan 張美雲
DealingAdvising
BDO4652014-06-30
WONG Lok Wa 黃洛樺
DealingAdvising
AVY7162012-03-07