擎天證券有限公司
Sorrento Securities Limited is a Hong Kong-based broker-dealer licensed for dealing in and advising on securities. The firm provides securities brokerage and investment advisory services, likely focused on Hong Kong and regional equity markets. Its client base likely includes retail and high-net-worth individual investors as well as smaller institutional clients. The firm operates as a small, locally-oriented securities house within the Hong Kong brokerage industry.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Top 8 of 12Source firms · arrivals 2003–present
Where talent goes
Destination firms · departures 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| LAM Tik On 林迪安 DealingAdvising | BFD374 | 2021-11-25 | |
| TSUI Yan Nga 徐欣雅 Dealing | BQP746 | 2021-03-30 | |
| POON Cheuk Fai 潘卓輝 Dealing | ALV009 | 2019-07-05 | |
| CHAN Wing Yuen 陳永源 Dealing | AAB484 | 2018-09-21 | |
| CHAN Hung Tat 陳雄達 Dealing | ACT436 | 2018-09-21 | |
| CHEUNG Wing Yiu 張永堯 DealingAdvising | ARO507 | 2018-05-02 | |
| CHAU Yuk Lan 鄒玉蘭 Dealing | BGC843 | 2016-10-18 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.