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Win Wong Securities

宏旺證券有限公司

Win Wong Securities is a Hong Kong-based boutique securities and financial services firm holding licences for dealing, advisory, corporate finance, and asset management. Its diversified licence portfolio suggests it operates across brokerage execution, investment advisory, capital markets transactions, and portfolio management activities. The firm likely serves a combination of retail, high-net-worth, and corporate clients, with a focus on the Greater China market. Its broad service offering positions it as a multi-function boutique within the competitive Hong Kong financial services landscape.

68
Total licensed
2
Currently active
23
Arrivals tracked
36
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2

People

Active SFC licences
Name CE# Joined
CHAN Sin Keung 陳善強
DealingAdvisingCorp FinanceAsset Mgmt
AAD9552003-04-01
KWAN Tart Yung 關達榕
DealingAdvisingCorp FinanceAsset Mgmt
AAE1052003-04-01