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Orient Securities Limited

東方匯財證券有限公司

Orient Securities Limited is the Hong Kong subsidiary of Orient Securities Co., Ltd., one of China's mid-to-large state-affiliated brokerage firms headquartered in Shanghai. The firm provides a comprehensive range of financial services including securities brokerage, corporate finance advisory, asset management, and automated trading services. Its client base includes institutional investors, Chinese corporates accessing Hong Kong capital markets, and professional investors. The automated trading services licence reflects the firm's capacity to operate electronic trading platforms, distinguishing it from pure advisory brokers.

91
Total licensed
12
Currently active
65
Arrivals tracked
51
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
10
🇨🇳China
2

People

Active SFC licences
Name CE# Joined
CHANG Chi Hung, Aley 張志雄
DealingAdvisingAsset Mgmt
BQF1432025-05-16
ZHANG Ke 張科
DealingAdvisingAsset Mgmt
BVI6082024-10-07
WANG Tianyang 王天楊
DealingAdvisingAsset Mgmt
BVC7032024-07-25
SI Bao Ling 施寶玲
DealingAdvisingAsset Mgmt
BUT9432024-05-02
LIN Xi 林曦
DealingAdvisingAsset Mgmt
BPK7642024-04-30
SHIU Shu Ming 蕭恕明
DealingAdvisingAsset Mgmt
ADS6012024-04-15
TSANG Naomi 曾芊甯
DealingAdvisingAsset Mgmt
BGI7702024-01-10
AU Kwong Hoi 區光海
DealingAdvisingAsset Mgmt
ABM7652022-07-15
CHEUNG Wai Kuen 張偉權
Dealing
AEZ9382011-08-31
LAU Wai Man 劉偉文
DealingAdvising
AAE6292008-06-01
KWONG Wai Ming 鄺偉明
Dealing
ABN4972007-08-06
TSE Ngan Ling 謝雁玲
Dealing
AAF6422004-09-01