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Unicorn Securities Company Limited

益群證券有限公司

Unicorn Securities Company Limited is a mid-sized Hong Kong broker-dealer and asset manager holding a broad range of SFC licences covering securities and futures dealing, corporate finance advisory, and asset management. The firm provides integrated financial services including securities and derivatives brokerage, investment advice, and corporate finance transactions such as listings or fundraisings. Its client base likely spans retail investors, high-net-worth individuals, and small corporate clients seeking both execution and advisory services. The retention of active licensed persons indicates the firm continues to operate as a functioning boutique financial house.

19
Total licensed
9
Currently active
6
Arrivals tracked
4
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
6
🇹🇼Taiwan
2
🇳🇬Nigeria
1

People

Active SFC licences
Name CE# Joined
CHIOU Shun-Hui 邱舜慧
Dealing
AOE6602025-12-18
LO Kuan Yu 羅冠宇
Dealing
BVI5652025-09-16
WANG Hui-Chi 王慧琦
Dealing
AXT4892025-09-08
JAO Meng Yu 饒孟友
DealingFuturesAsset Mgmt
ABZ0242015-07-23
JAO Fang-Ming 饒方敏
DealingFuturesAdvisingAsset Mgmt
BEZ0362015-03-12
HO Kin Pong, Joel 何健邦
Dealing
ABR5572007-09-05
SO Yuet Wah 蘇悅華
DealingAdvisingCorp FinanceAsset Mgmt
AAZ2392003-04-01
CHAN Kar Lun, Colin 陳家倫
DealingAdvisingCorp FinanceAsset Mgmt
ABY6302003-04-01
WONG Mei Yung 黃美蓉
DealingAdvisingCorp FinanceAsset Mgmt
AEJ3142003-04-01

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.