SSFC Flows
← All firms
Broker-DealerActive

Norman Kong Securities Company Limited

江陸證券有限公司

Norman Kong Securities Company Limited is a small but broadly licensed Hong Kong securities firm holding licences across dealing in securities, dealing in futures contracts, advising on securities, advising on corporate finance, and asset management. This comprehensive licence portfolio suggests the firm functions as a full-service boutique offering brokerage, futures trading, corporate finance advisory, and portfolio management services. Its client base likely includes retail investors, high-net-worth individuals, and small corporates seeking a one-stop financial services provider. The firm's namesake structure suggests it may be a founder-led or family-managed boutique brokerage.

5
Total licensed
2
Currently active
0
Arrivals tracked
1
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

No data

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2

People

Active SFC licences
Name CE# Joined
KONG Sinclair 江務醒
DealingFuturesAdvisingCorp FinanceAsset Mgmt
ABG6602003-04-01
KONG Mo Nga 江務雅
DealingFuturesAdvisingCorp Finance
ABM4732003-04-01