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Tai Yip Stock Company

大業證券有限公司

Tai Yip Stock Company is a well-established Hong Kong brokerage and financial services firm with a broad set of SFC licences covering securities dealing, advisory, corporate finance, and asset management. The firm provides full-service brokerage and investment services to its clients, drawing on a longstanding presence in the Hong Kong market. Its client base likely includes retail investors, high-net-worth individuals, and smaller corporate clients. The firm reflects the traditional Hong Kong local broking houses that have diversified their services over time.

13
Total licensed
2
Currently active
0
Arrivals tracked
2
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

No data

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2

People

Active SFC licences
Name CE# Joined
YIP Lai Kar, Raymond 葉黎家
DealingAdvisingCorp FinanceAsset Mgmt
AAC6592003-04-01
IP Lai Wai, Harry 葉黎偉
DealingAdvisingCorp Finance
AAC6642003-04-01