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Hang Tai Securities

恒泰證券有限公司

Hang Tai Securities is a Hong Kong-based securities firm licensed across dealing, advisory, corporate finance, and asset management. The firm provides equity brokerage, investment advisory, corporate finance services, and portfolio management, catering to a mixed client base of retail and institutional investors as well as corporate clients. It operates as a small full-service broker participating in both secondary market trading and primary market corporate finance transactions. Hang Tai is a local boutique firm with broad but modest-scale operations across key financial services segments.

35
Total licensed
9
Currently active
10
Arrivals tracked
13
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
8
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
WANG Qi 王琦
Dealing
BJN3222025-12-11
HUI Chi Kit, Daniel 許志傑
Dealing
ADB7122025-08-22
WU Jennifer York Kei 吳若琪
DealingCorp Finance
AHX6852024-11-11
SHIH Mei Ling 施美伶
Dealing
AMO7362023-02-15
NG Man Kuen, Jackie 吳文娟
Dealing
AAI1822018-09-12
CHAN Yui Kong 陳銳江
Dealing
AAG2002013-08-16
LAM Oi Ching 林愛清
Dealing
AGA4222006-09-15
LEE Kam Fong 李錦芳
DealingAdvisingCorp FinanceAsset Mgmt
AAK8562003-04-01
LO Siu Keung 盧少強
DealingAdvisingCorp FinanceAsset Mgmt
AEE4692003-04-01