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First Shanghai

第一上海融資有限公司

First Shanghai is a well-established Hong Kong-based investment bank with a long history in the territory's capital markets, holding an SFC licence for advising on corporate finance. The firm specialises in corporate finance advisory services including IPO sponsorship, mergers and acquisitions, and capital markets transactions, primarily for small to mid-cap companies seeking listings on the Hong Kong Stock Exchange. Its client base consists primarily of Greater China corporate clients and entrepreneurs looking to access Hong Kong's capital markets. First Shanghai has been a notable mid-tier investment bank in Hong Kong for several decades.

53
Total licensed
7
Currently active
29
Arrivals tracked
33
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA6 · Advising on Corporate Finance

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
4
🇨🇳China
2
🇹🇼Taiwan
1

People

Active SFC licences
Name CE# Joined
FU Haoyu 傅皓宇
Corp Finance
BVH9382026-03-10
LU Yunfei 盧云飛
Corp Finance
BQO6142021-01-04
CHIU Man Wai, Janice 趙文慧
Corp Finance
BJD9852019-07-12
KWAN Man Kit, Edmond 關文傑
Corp Finance
AOR6442019-06-26
YAM Kin Chiu 任健超
Corp Finance
AYY6192019-05-17
LIN Huayong 林華勇
Corp Finance
AVR1912017-11-29
TANG Yat Fai, Roger 鄧逸暉
Corp Finance
APC3762010-07-16