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Fairwin Broking Limited

海富證券有限公司

Fairwin Broking Limited is a Hong Kong-based full-service financial firm licensed for dealing in securities, dealing in futures contracts, advising on securities, advising on corporate finance, and asset management. The firm provides integrated brokerage, derivatives trading, investment advisory, corporate finance, and portfolio management services, serving a diverse client base including retail investors, high-net-worth individuals, and corporate clients. Its corporate finance licence indicates involvement in IPO advisory, fundraising, and M&A transactions, suggesting a focus on small and mid-cap Hong Kong-listed companies. Fairwin operates as a multi-service boutique financial intermediary in the Hong Kong market.

28
Total licensed
3
Currently active
13
Arrivals tracked
11
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
3

People

Active SFC licences
Name CE# Joined
XIN Tingting 辛婷婷
DealingFutures
BMW0902021-04-09
HU Xiaozhong 胡晓忠
DealingFutures
BKB2592018-03-26
CHEN Weicheng 陳偉誠
DealingFutures
BHA0912018-01-03