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Fu Yip Securities & Investment

富業證券投資公司

Fu Yip Securities & Investment is a Hong Kong full-service boutique holding licences for dealing in securities, advising on securities, advising on corporate finance, and asset management, indicating a broad spectrum of financial services. The firm engages in securities brokerage, investment advisory, corporate finance advisory, and portfolio management, serving a diverse client base. Its clients likely include retail and high-net-worth individuals, as well as small to mid-sized corporates seeking integrated securities and advisory services. The breadth of its licences suggests it operates as a one-stop financial services provider for Chinese-speaking retail and corporate clients.

12
Total licensed
6
Currently active
1
Arrivals tracked
2
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
6

People

Active SFC licences
Name CE# Joined
CHING Ah Chye 莊益才
DealingAdvising
AAG3082020-02-18
LEE Chi Ho, Wilson 李志豪
DealingAdvising
AMK4052005-11-01
LEE Shu Kuen 李樹權
Dealing
AAG0352005-03-03
NG Chui Yuk 吳翠玉
Dealing
AAZ3582005-03-03
FUNG Sau Mei 馮秀美
Dealing
ADH5862005-03-03
CHOY Yin Hing 蔡燕馨
Dealing
ADV4292005-03-03