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Yu Ming Investment Management Limited

禹銘投資管理有限公司

Yu Ming Investment Management Limited is a Hong Kong-based independent financial services firm holding SFC licences across dealing in securities, advising on securities, advising on corporate finance, and asset management. The firm provides a comprehensive range of services including brokerage, investment advisory, corporate finance advisory, and portfolio management, likely serving high-net-worth individuals, family offices, and mid-market corporates. Its broad licence coverage positions it as a boutique full-service investment house catering to clients with diverse financial needs. Yu Ming operates as an independent firm with a focus on personalised service within the Greater China investment landscape.

25
Total licensed
6
Currently active
8
Arrivals tracked
11
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
5
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
CHOW Kai Yip, Nelson 周啟業
DealingAdvisingCorp Finance
BHU2892016-10-17
FONG Yun Sang 方潤生
DealingAdvisingCorp FinanceAsset Mgmt
AXD9852014-10-06
TAM Ka Hei, Raymond 譚家熙
DealingAdvisingCorp FinanceAsset Mgmt
APG4382011-04-21
LI Ming 李銘
DealingAdvisingCorp FinanceAsset Mgmt
AJH0242009-01-14
LAM Chi Shing 林志成
DealingAdvisingCorp FinanceAsset Mgmt
AJG0042005-09-12
LEE Wa Lun, Warren 李華倫
DealingAdvisingCorp FinanceAsset Mgmt
ABS1662003-04-01