申新證券有限公司
D.J. Securities Limited is a Hong Kong broker-dealer and financial advisory firm holding a broad range of SFC licences covering securities dealing, securities advice, corporate finance advisory, and asset management. Its business activities span equity brokerage, investment advisory, and potentially capital markets advisory for corporate clients. The firm likely serves a mix of retail, high-net-worth, and small corporate clients seeking comprehensive securities and advisory services. Its corporate finance licence suggests involvement in transactions such as listings, mergers, or fundraising mandates.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Source firms · arrivals 2003–present
Where talent goes
Destination firms · departures 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| IP Ho Wang Cedric 葉浩宏 DealingAdvising | BSD414 | 2022-03-09 | |
| LOH Wai, David 陸偉 DealingAdvisingCorp FinanceAsset Mgmt | ACC359 | 2003-04-01 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.