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Rich Bay Securities Limited

富利證券有限公司

Rich Bay Securities Limited was a Hong Kong broker-dealer and futures firm licensed for dealing and advising on both securities and futures contracts. The firm appears to have ceased active operations with no currently licensed personnel. Based on its licence profile, it likely served retail and smaller institutional clients seeking access to Hong Kong and regional equity and derivatives markets. Its combination of dealing and advisory licences suggests it operated as a full-service brokerage.

29
Total licensed
0
Currently active
30
Arrivals tracked
22
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on Futures

People

Active SFC licences

No data available