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uSmart Securities

盈立證券有限公司

uSmart Securities is a Hong Kong-based fintech-driven online brokerage platform offering securities dealing, investment advisory, and asset management services. The firm targets tech-savvy retail investors and younger demographics, providing a mobile-first trading experience for Hong Kong, US, and China A-share markets. uSmart has positioned itself as a digital competitor to traditional brokers, leveraging technology to offer low-cost trading and user-friendly investment tools. The company has sought to expand its product offerings beyond basic brokerage to include wealth management features and fund distribution.

183
Total licensed
93
Currently active
109
Arrivals tracked
45
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
53
🇨🇳China
29
🇹🇼Taiwan
1

People

Active SFC licences
Name CE# Joined
HU Pan 胡攀
Dealing
BXW6632026-05-07
LI Ling 李凌
Dealing
BXW6642026-05-07
LU Guoyuan 盧国园
Dealing
BXW7692026-05-07
LEUNG Kei Fung 梁奇峰
Dealing
BGJ0942026-05-04
MA Lin 馬林
Dealing
BXW1092026-05-04
LIU Xiaoli 劉小利
DealingFutures
BXW1942026-04-30
QIAN Jun 錢俊
Dealing
BXW2402026-04-27
CHEN Chia-hui 陳佳慧
DealingAdvisingAsset Mgmt
ASU2272026-04-13
KEE O Lung 祁傲龍
DealingFutures
BBG5312026-04-13
LI Tsz Hin 李梓軒
Dealing
BPT0372026-04-13
LIANG Guanliang 梁冠亮
Dealing
BXR6532026-04-10
ZHAO Jue 趙珏
Dealing
BXN3772026-04-02
ZHANG Xiaoyu 張𣇈玉
Dealing
BXQ8852026-04-02
CHEN Qiang 陳強
Dealing
BHO4552026-03-30
XIANG Jie 向潔
Dealing
BQU7472026-03-24
WONG Sum Yee 王森怡
Dealing
BUP6842026-03-10
TANG Wai Yin 鄧偉賢
Dealing
BXI7732026-03-05
WONG Dickie 黃德几
Dealing
AFE0192026-02-09
TANG Pak Lun 鄧栢倫
Dealing
BQM9232026-02-05
SHI Shanni 施珊妮
DealingFutures
BRQ3252026-02-05
HU Yitong 胡旖童
Dealing
BXI0072026-02-05
YANG Hao 楊昊
Dealing
BXF8792026-01-13
LIT Chun Ho 列駿豪
Dealing
AQN4162026-01-08
MO Haohui 莫皓暉
Dealing
BXB6632025-12-29
HUANG Chao 黃超
DealingAdvisingAsset Mgmt
ASF4932025-12-23
MAI Mingan 麥銘安
Dealing
BXF1202025-12-23
SU Xinlu 蘇欣璐
DealingAdvisingAsset Mgmt
BXC7552025-12-10
MOK Vincent Hiu Fung 莫曉峰
Dealing
BKY1362025-12-04
CHEN Jinbo 陳金波
DealingAdvising
BXC3512025-12-03
DENG Jiaqi 鄧嘉麒
DealingAdvising
BAF5882025-12-02
XIAO Jin 肖金
Dealing
BXB1602025-12-01
WONG Yat Man 黃溢民
Dealing
BXC3472025-12-01
MAN Yiu Kwong, Nick 文耀光
DealingCorp Finance
AGZ7602025-11-28
CHUI Lai Man 徐麗敏
DealingFutures
BPM5282025-11-13
LUO Jiaxi 羅嘉熙
Dealing
BWZ8502025-11-10
HUNG Chiu Loi 洪超來
Dealing
AUS1812025-11-07
LIN Yuxin 林宇鑫
DealingAdvisingAsset Mgmt
BWZ8512025-11-06
CHAN Chun Hei 陳真希
DealingFutures
BWY4392025-10-31
TSANG Ka Wai 曾嘉威
Dealing
BTC8192025-10-28
HUANG Liangze 黃良澤
Dealing
BVS2222025-10-28
PENG Hong 彭虹
Dealing
BWW4772025-10-28
SUN Yibo 孫軼博
DealingAdvisingAsset Mgmt
BWY5252025-10-28
ZHANG Zhidi 張志迪
Dealing
BWV6012025-10-06
TSEA Po Kwan 謝寶君
Corp Finance
AFT9422025-09-22
LIN Chun Ting 練駿霆
Dealing
BGM9052025-09-04
TAI Yiu Ho 戴耀豪
Dealing
BQR2782025-09-03
LIAO Yonghua 廖永華
Dealing
BWR9452025-08-25
CHEUNG Hoi Kit 張凱杰
DealingFutures
BWO0772025-07-28
CHAN Kwok Hei 陳國禧
Dealing
BRD6292025-07-22
ZHAN Qiwen 詹綺雯
Dealing
BSH3562025-07-04

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.