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uSmart Securities

盈立證券有限公司

uSmart Securities is a Hong Kong-based fintech-driven online brokerage platform offering securities dealing, investment advisory, and asset management services. The firm targets tech-savvy retail investors and younger demographics, providing a mobile-first trading experience for Hong Kong, US, and China A-share markets. uSmart has positioned itself as a digital competitor to traditional brokers, leveraging technology to offer low-cost trading and user-friendly investment tools. The company has sought to expand its product offerings beyond basic brokerage to include wealth management features and fund distribution.

196
Total licensed
97
Currently active
113
Arrivals tracked
47
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
52
🇨🇳China
25
🇹🇼Taiwan
1

People

Active SFC licences
Name CE# Joined
LAM Hiu Mei 藍曉薇
Dealing
BYF1252026-07-31
WONG Cheung Wa 黃翔華
DealingFutures
BND4442026-07-31
LI Jie 李捷
DealingCorp Finance
APO1982026-07-15
YEUNG Ming Loong 楊名龍
DealingCorp Finance
AZC3002026-07-15
LIAO Zihuan 廖子煥
Dealing
BYB2182026-06-23
CHENG Kian Teng
Dealing
BYA6032026-06-12
MOK Shing Hin 莫承軒
Dealing
BXX3742026-06-10
FAN Xiongwen 凡雄文
Asset Mgmt
BXY4212026-06-08
LIU Tong 劉通
Dealing
BYB2162026-06-03
JIANG Zhangyi 蔣張一
Dealing
BXX3702026-06-01
ZHAO Jian 趙劍
DealingAdvising
BYA7322026-05-27
LAM Mai Suet 林米雪
Dealing
BXU3612026-05-15
SU Xingan 蘇興安
Dealing
BXY7642026-05-14
LU Guoyuan 盧国园
Dealing
BXW7692026-05-07
LI Ling 李凌
Dealing
BXW6642026-05-07
HU Pan 胡攀
Dealing
BXW6632026-05-07
LEUNG Kei Fung 梁奇峰
Dealing
BGJ0942026-05-04
MA Lin 馬林
Dealing
BXW1092026-05-04
LIU Xiaoli 劉小利
DealingFutures
BXW1942026-04-30
QIAN Jun 錢俊
Dealing
BXW2402026-04-27
KEE O Lung 祁傲龍
DealingFutures
BBG5312026-04-13
LI Tsz Hin 李梓軒
Dealing
BPT0372026-04-13
CHEN Chia-hui 陳佳慧
DealingAdvisingAsset Mgmt
ASU2272026-04-13
LIANG Guanliang 梁冠亮
Dealing
BXR6532026-04-10
ZHANG Xiaoyu 張𣇈玉
Dealing
BXQ8852026-04-02
ZHAO Jue 趙珏
Dealing
BXN3772026-04-02
CHEN Qiang 陳強
Dealing
BHO4552026-03-30
XIANG Jie 向潔
Dealing
BQU7472026-03-24
WONG Sum Yee 王森怡
Dealing
BUP6842026-03-10
TANG Wai Yin 鄧偉賢
Dealing
BXI7732026-03-05
WONG Dickie 黃德几
DealingAdvisingAsset Mgmt
AFE0192026-02-09
SHI Shanni 施珊妮
DealingFutures
BRQ3252026-02-05
TANG Pak Lun 鄧栢倫
DealingFutures
BQM9232026-02-05
HU Yitong 胡旖童
Dealing
BXI0072026-02-05
LIT Chun Ho 列駿豪
DealingFutures
AQN4162026-01-08
MO Haohui 莫皓暉
Dealing
BXB6632025-12-29
HUANG Chao 黃超
DealingAdvisingAsset Mgmt
ASF4932025-12-23
MAI Mingan 麥銘安
DealingFutures
BXF1202025-12-23
SU Xinlu 蘇欣璐
DealingAdvisingAsset Mgmt
BXC7552025-12-10
MOK Vincent Hiu Fung 莫曉峰
DealingFutures
BKY1362025-12-04
CHEN Jinbo 陳金波
DealingAdvising
BXC3512025-12-03
DENG Jiaqi 鄧嘉麒
DealingAdvising
BAF5882025-12-02
WONG Yat Man 黃溢民
DealingCorp Finance
BXC3472025-12-01
XIAO Jin 肖金
Dealing
BXB1602025-12-01
MAN Yiu Kwong, Nick 文耀光
DealingCorp Finance
AGZ7602025-11-28
CHUI Lai Man 徐麗敏
DealingFutures
BPM5282025-11-13
LUO Jiaxi 羅嘉熙
Dealing
BWZ8502025-11-10
HUNG Chiu Loi 洪超來
Dealing
AUS1812025-11-07
CHAN Chun Hei 陳真希
DealingFutures
BWY4392025-10-31
HUANG Liangze 黃良澤
DealingFutures
BVS2222025-10-28

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.