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uSmart Securities

盈立證券有限公司

uSmart Securities is a Hong Kong-based fintech-driven online brokerage platform offering securities dealing, investment advisory, and asset management services. The firm targets tech-savvy retail investors and younger demographics, providing a mobile-first trading experience for Hong Kong, US, and China A-share markets. uSmart has positioned itself as a digital competitor to traditional brokers, leveraging technology to offer low-cost trading and user-friendly investment tools. The company has sought to expand its product offerings beyond basic brokerage to include wealth management features and fund distribution.

216
Total licensed
110
Currently active
122
Arrivals tracked
54
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
67
🇨🇳China
37
🌐Unknown
3
🇬🇧United Kingdom
1
🇲🇾Malaysia
1
🇹🇼Taiwan
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
ZHANG LI 張藜
Dealing
BYQ1812026-10-13
LIANG Shijie 梁世杰
Dealing
BYQ1392026-10-13
GUAN Huashen 關華燊
DealingFutures
BYQ1412026-10-13
CHEN Bingjia 陳冰佳
AdvisingAsset Mgmt
BSH4302026-10-12
ZHOU Wenqing 周文晴
Dealing
BYM8052026-09-25
TSE Siu Yuen 謝少淵
Dealing
AQA0822026-09-16
KANG Jiaxuan 康嘉軒
Dealing
BYN8792026-09-10
WANG Bairan 王柏然
DealingAdvisingAsset Mgmt
BYN4662026-09-10
HO Chun Kam 何春錦
Dealing
BYN1972026-09-08
KWOK Yan Chak 郭恩澤
DealingFutures
BYM6362026-09-03
WANG Yiqi 王伊琪
DealingAdvising
BXQ3402026-09-02
CHENG Yuk Hing, Bonnie 鄭玉卿
DealingFutures
APH7712026-08-31
LEUNG Ka Shing 梁嘉誠
Dealing
BMV6802026-08-31
HUI Chun Chak Richard 許遵澤
DealingFutures
BYM6532026-08-21
LAM Kin Sing 林建昇
Dealing
BYJ0942026-08-20
CHEUNG Hoi Laam 張凱嵐
Dealing
BYJ2162026-08-19
CHEN Yisi 陳逸斯
DealingFuturesAdvising
BSL5432026-08-18
NG kik 吳极
DealingFutures
BWB2012026-08-10
WILLIAMSON Bonnie 朱庭萱
DealingFuturesAdvising
ADP9122026-08-07
CHEN Huihuang 陳暉黃
DealingCorp Finance
BWY5512026-08-06
WONG Cheung Wa 黃翔華
DealingFutures
BND4442026-07-31
LAM Hiu Mei 藍曉薇
Dealing
BYF1252026-07-31
YEUNG Ming Loong 楊名龍
DealingCorp Finance
AZC3002026-07-15
LI Jie 李捷
DealingCorp Finance
APO1982026-07-15
LIAO Zihuan 廖子煥
Dealing
BYB2182026-06-23
CHENG Kian Teng
Dealing
BYA6032026-06-12
MOK Shing Hin 莫承軒
Dealing
BXX3742026-06-10
FAN Xiongwen 凡雄文
Asset Mgmt
BXY4212026-06-08
LIU Tong 劉通
Dealing
BYB2162026-06-03
JIANG Zhangyi 蔣張一
Dealing
BXX3702026-06-01
ZHAO Jian 趙劍
DealingAdvising
BYA7322026-05-27
LAM Mai Suet 林米雪
Dealing
BXU3612026-05-15
SU Xingan 蘇興安
DealingAdvisingAsset Mgmt
BXY7642026-05-14
LU Guoyuan 盧国园
Dealing
BXW7692026-05-07
LI Ling 李凌
Dealing
BXW6642026-05-07
HU Pan 胡攀
DealingAsset Mgmt
BXW6632026-05-07
MA Lin 馬林
Dealing
BXW1092026-05-04
LEUNG Kei Fung 梁奇峰
Dealing
BGJ0942026-05-04
LIU Xiaoli 劉小利
DealingFutures
BXW1942026-04-30
QIAN Jun 錢俊
Dealing
BXW2402026-04-27
LI Tsz Hin 李梓軒
Dealing
BPT0372026-04-13
KEE O Lung 祁傲龍
DealingFutures
BBG5312026-04-13
CHEN Chia-hui 陳佳慧
DealingAdvisingAsset Mgmt
ASU2272026-04-13
LIANG Guanliang 梁冠亮
Dealing
BXR6532026-04-10
ZHANG Xiaoyu 張𣇈玉
Dealing
BXQ8852026-04-02
ZHAO Jue 趙珏
Dealing
BXN3772026-04-02
CHEN Qiang 陳強
Dealing
BHO4552026-03-30
XIANG Jie 向潔
Dealing
BQU7472026-03-24
WONG Sum Yee 王森怡
Dealing
BUP6842026-03-10
TANG Wai Yin 鄧偉賢
Dealing
BXI7732026-03-05

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.