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Leading Securities Company

立鼎證券有限公司

Leading Securities Company is a Hong Kong-based broker-dealer and asset manager holding licences for dealing in securities, advising on securities, and asset management. The firm provides equity brokerage, investment advisory, and portfolio management services, likely catering to retail and high-net-worth individual clients in Hong Kong. It operates as a local securities house offering integrated investment services. Its multi-licence structure suggests it aims to provide end-to-end investment solutions to its client base.

65
Total licensed
8
Currently active
31
Arrivals tracked
30
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
7
🇭🇰Hong Kong
1

People

Active SFC licences
Name CE# Joined
TAO HONGYU 陶泓羽
DealingAdvising
BWX6542025-10-27
LIU Yawen 劉亞穩
DealingAdvisingAsset Mgmt
BSE8802022-03-25
SUN Yang 孫楊
DealingAdvising
BOI8042019-08-23
WEN Qiang 闻强
DealingAdvisingAsset Mgmt
BOR1902019-08-13
XIE Jun 谢骏
DealingAdvisingAsset Mgmt
BOC4082019-07-03
LI Mengxuan 李夢旋
DealingAdvisingAsset Mgmt
BDR3932019-03-22
HU Letian 胡樂天
DealingAdvisingAsset Mgmt
BDI8472019-03-01
CHU Hau Yi, Priscilla 朱巧儀
Dealing
BGP1812016-09-28