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OCBC Securities

華僑證券經紀 (香港) 有限公司

OCBC Securities is the Hong Kong brokerage and securities arm of OCBC Bank, one of Southeast Asia's largest banking groups headquartered in Singapore. The firm offers a comprehensive range of financial services including securities dealing, investment advisory, corporate finance advisory, automated trading, and asset management. Its client base spans retail investors, high-net-worth individuals, and corporate clients, leveraging OCBC's broader banking relationships across the Asia-Pacific region. As part of a major regional bank, it benefits from strong capital backing and an established cross-border client network.

46
Total licensed
10
Currently active
37
Arrivals tracked
22
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
10

People

Active SFC licences
Name CE# Joined
LI Kin Keung 李建強
Dealing
AHA9332025-07-22
YIP Chin Ho 葉展灝
DealingFutures
AWE9532024-09-04
LEE Wai Yee 李惠而
Dealing
BOR9922019-09-20
WONG Chi Hing, Raymond 黃智興
DealingFutures
ABR3432018-05-15
CHENG Chi Shing 鄭志成
Dealing
BLL1562017-12-14
CHAN Ko Ming 陳高鳴
Dealing
ABC7372005-08-08
PANG Chun Fai 彭振輝
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
ABM3062003-04-01
HO Chun Ming 何俊明
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
ACH2862003-04-01
NG Wai Lun, Alan 吳煒麟
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
ACT2162003-04-01
WONG Kin Wai 黃建偉
DealingFuturesAdvisingCorp FinanceAuto TradingAsset Mgmt
ADP0292003-04-01

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.