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ICBC (Asia) Securities

工銀亞洲証券有限公司

ICBC (Asia) Securities is the securities arm of ICBC (Asia), the Hong Kong subsidiary of Industrial and Commercial Bank of China (ICBC), the world's largest bank by total assets. The firm is licensed across the full spectrum of capital markets activities including securities dealing, advisory, corporate finance, automated trading services, and asset management, reflecting its role as a comprehensive investment bank within the ICBC Group's offshore platform. It primarily serves institutional clients, mainland Chinese corporates, and high-net-worth investors with equity brokerage, underwriting, corporate finance advisory, and investment management services. Its automated trading services licence further distinguishes it as a provider of electronic execution infrastructure to professional market participants.

35
Total licensed
6
Currently active
9
Arrivals tracked
7
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
6

People

Active SFC licences
Name CE# Joined
HO Man Kit 何文傑
DealingAdvising
AWA5822022-11-22
LAU Ka Man 劉嘉敏
DealingAdvising
AWP7152022-11-22
YIP Chak Hang 葉澤恒
DealingAdvising
AMK2992022-03-02
HO Kwok Wai, Gareth 何國偉
Dealing
ACP9022012-11-05
LO Kok Hong 盧覺康
DealingAdvising
AWT6862012-04-20
YEUNG Kai Ming 楊啟明
DealingAdvising
APB7762007-07-09