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TIS Securities

金鼎綜合證券(香港)有限公司

TIS Securities was a Hong Kong-based multi-licensed securities firm holding an extensive range of SFC licences including dealing in securities, dealing in futures contracts, advising on securities, advising on corporate finance, providing automated trading services, and asset management. The firm offered comprehensive financial services spanning brokerage, derivatives, electronic trading infrastructure, corporate advisory, and fund management. Its client base likely included institutional and professional investors seeking advanced trading capabilities alongside traditional advisory services. The firm appears to have ceased operations, as no active licensed persons remain.

53
Total licensed
0
Currently active
19
Arrivals tracked
40
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

People

Active SFC licences

No data available