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Prime Cdex Securities Limited

乾立亨證券有限公司

Prime Cdex Securities Limited is a Hong Kong-based financial services firm licensed for securities dealing, investment advisory, corporate finance advisory, and asset management. Its broad licence profile suggests it operates as a boutique full-service financial firm catering to corporate and professional investor clients. With a small number of currently active licensed persons, it appears to be a relatively small operation, potentially focused on niche advisory mandates or managed account services. The firm's client base likely includes small and mid-cap corporates and high-net-worth individuals.

118
Total licensed
2
Currently active
66
Arrivals tracked
83
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2

People

Active SFC licences
Name CE# Joined
LAM Kong Wah 林江華
DealingAdvising
BNO5492026-04-29
YEUNG Siu Yung
DealingAdvising
AHU3612024-03-26