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Alpha Financial Group Limited

首盛資本集團有限公司

Alpha Financial Group Limited is a Hong Kong-based boutique financial firm licensed for dealing in securities and advising on corporate finance. The firm likely focuses on capital markets transactions, including placements, listings, and M&A advisory for small to mid-cap corporate clients seeking access to Hong Kong's equity capital markets. Its corporate finance advisory licence suggests involvement in IPO sponsorship or transactions requiring SFC-regulated financial advice.

33
Total licensed
7
Currently active
15
Arrivals tracked
19
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA6 · Advising on Corporate Finance

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
7

People

Active SFC licences
Name CE# Joined
CHOW Wai Kei, Ricky 周瑋琪
Dealing
ACG0602022-05-06
LIN Wai Hong 連偉康
Corp Finance
AYK6782019-12-20
CHAN Chun Ting, Kavern 陳俊霆
Corp Finance
BHO1442019-12-20
LEE Yee Man, Judith 李綺文
Dealing
AJB2332017-12-19
HO Irene Man Yi 何泯宜
DealingCorp Finance
BDF0162014-06-10
LAM Frank Pun Yuen 林本源
DealingCorp Finance
AFU9292013-08-12
CHENG Chi Ming, Andrew 鄭志明
DealingCorp Finance
AGI7592005-10-31