SSFC Flows
← All firms
Broker-DealerActive

China Rise Securities

華晉證券資產管理有限公司

China Rise Securities is a Hong Kong-based securities firm licensed for dealing in securities, advising on securities, and asset management. The firm provides equity brokerage, investment advisory, and portfolio management services, likely with a focus on Chinese and Hong Kong-listed equities. Its client base likely includes retail investors, high-net-worth individuals, and smaller institutional clients interested in Greater China investment opportunities. China Rise operates as a boutique broker-dealer with an asset management component targeting the Chinese market.

34
Total licensed
7
Currently active
23
Arrivals tracked
15
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
7

People

Active SFC licences
Name CE# Joined
YAU Ka Yan Kathleen 邱嘉茵
AdvisingAsset Mgmt
BJY4912026-01-26
YEUNG Chi Kai 楊智佳
DealingAdvising
BXF1862025-12-23
FAN Chun Wah 范俊華
DealingAdvisingAsset Mgmt
APV7532024-07-05
LI Ho Lung 李灝龍
AdvisingAsset Mgmt
BTR5842023-06-05
CHAN Kam Fung Angus 陳錦鋒
DealingAdvisingAsset Mgmt
BPU7582020-06-23
WAN Shing Lung 溫誠龍
DealingAdvisingAsset Mgmt
AHL4992020-01-24
FUNG Wang Yuen 馮宏遠
DealingAdvisingAsset Mgmt
BBW2302019-09-05