京基證券有限公司
Capital Base Securities is a small Hong Kong broker-dealer holding SFC licences for dealing in securities, dealing in futures contracts, advising on securities, and asset management. The firm provides a broad range of financial services including securities and futures brokerage, investment advisory, and discretionary portfolio management to retail and high-net-worth clients. Its multi-licence structure suggests a full-service boutique model catering to clients seeking integrated execution and advisory services. The firm remains active with a small number of licensed individuals.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Source firms · arrivals 2003–present
Where talent goes
Destination firms · departures 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| CUI Zechen 崔澤琛 DealingFuturesAdvisingAsset Mgmt | BWW771 | 2025-12-24 | |
| NGAN Chi Po 顏志波 DealingFuturesAdvisingAsset Mgmt | ADY908 | 2025-04-01 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.