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Kai Yin Securities Limited

凱銀證券有限公司

Kai Yin Securities Limited is a small Hong Kong-based broker-dealer licensed to deal in securities and futures contracts, with an additional advisory licence for securities. The firm primarily engages in securities and futures brokerage, likely serving retail and small institutional clients in Hong Kong and mainland Chinese markets. Its relatively modest scale suggests a niche focus, possibly on Chinese equities or derivatives. The firm's advisory licence allows it to provide investment recommendations alongside its execution services.

19
Total licensed
3
Currently active
20
Arrivals tracked
12
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3

People

Active SFC licences
Name CE# Joined
TANG Thomas Yaw Fay 鄧耀輝
DealingAdvisingAsset Mgmt
ARH3482023-09-06
LEUNG Yan Kin 梁恩健
DealingAdvisingAsset Mgmt
ARI5572023-06-13
SIU Chun Fung 蕭震峰
DealingFutures
BKE4392022-07-14

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.