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State Street

道富環球投資管理亞洲有限公司

State Street is the Hong Kong presence of State Street Corporation, one of the world's leading custodian banks and institutional asset managers headquartered in Boston, Massachusetts. In Hong Kong, it operates across a comprehensive range of licences including securities and futures dealing, advisory, and asset management, supporting its dual businesses of investment servicing (custody, fund administration, securities lending) and investment management through its SPDR ETF franchise and SSGA platform. Its client base is almost entirely institutional, serving pension funds, sovereign wealth funds, asset managers, and insurance companies. State Street is globally recognised as one of the largest custodian banks and is the issuer of the world's first ETF, the SPDR S&P 500.

251
Total licensed
49
Currently active
81
Arrivals tracked
77
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
28
🇬🇧United Kingdom
7
🇨🇳China
6
🇰🇷South Korea
3
🇵🇭Philippines
1
🇵🇰Pakistan
1
🇸🇬Singapore
1
🌐ZW
1

People

Active SFC licences
Name CE# Joined
NG Hiu Wang 伍曉宏
Dealing
BXX2832026-04-24
NARIMAN Ahren Adil
DealingAdvisingAdv.Futures
BXR3932026-03-31
HUANG Sen Woei 黃森瑋
DealingAdvising
BSL5442026-01-27
LIU Ninghui
AdvisingAdv.FuturesAsset Mgmt
BRP5072025-09-25
PARK Kun Hee
DealingAdvising
BSH9772025-09-25
GALLAGHER Richard William Leslie
Dealing
AOH5292025-01-22
AN Xuening 安雪宁
Dealing
BVP5112024-11-08
FONG HEI MAN MAY 方熙文
RA13
AMJ0272024-10-02
YU Xinning 于馨宁
Dealing
BOE7252024-10-02
WONG Pui Ling Pauline 黃佩玲
RA13
BPF3232024-10-02
KONG Ying 江瀅
RA13
BUK6302024-10-02
SUNG Gillian Yan Ting 宋欣婷
RA13
BVE1162024-10-02
LAM Chun Ming 林俊明
RA13
BVE1172024-10-02
KWOK Yan Ting Christine 郭殷廷
RA13
BVE1192024-10-02
HE Jing 何静
Dealing
BVI7842024-09-10
YOUNG HERRIES Flora Elizabeth Margaret
DealingAdvisingAdv.Futures
BRR7652024-08-09
NG Yuk In 吳鈺姸
DealingAdvising
BVC5162024-07-04
CHAN Kin Yung, Alexander 陳健勇
DealingAdvising
AXD9862023-09-18
HWANG Kyung Hyun
DealingFutures
BNU0502023-08-24
KIM Jun Sub
DealingAdvisingAdv.Futures
BGI7842023-08-21
LAN Ying 蘭瀅
AdvisingAdv.Futures
BEU8712023-06-01
SORRELL Graham Alan Roger
DealingFutures
BTM2942023-05-17
ZHANG Qin 張沁
Advising
BAC3732023-03-30
ONG Kyle Gideon Dy
DealingAdvising
BTK2342023-01-27
CHANG Hing Pong, Solomon 陳興邦
DealingAdvisingAdv.Futures
AIY5062022-10-07
CHEN Yunyan 陳韵彥
DealingAdvisingAdv.Futures
ARR0852022-09-26
MUDUKUTI Antony Shingai 木申高
DealingFutures
BST6332022-07-29
GIBSON Julia Lauren
Dealing
BPK8372022-05-10
CHO Beattie 曹倩怡
Dealing
BRQ7522021-09-10
YUEN Tsz Tung 阮梓彤
DealingAdvisingAdv.Futures
BQM6912021-01-20
CHAN Yee Hang Alice 陳綺珩
Dealing
BQG5952020-11-04
SIU Hiu Ting 蕭曉婷
DealingAdvising
AXJ7252020-10-27
HARTNETT Rory Patrick
DealingFuturesAsset Mgmt
BOO7112019-08-01
AU Wing Yan Marion 區頴恩
Dealing
BNV4582018-11-27
LO Ka Ying 羅嘉盈
DealingFuturesAsset Mgmt
AVK9382018-10-09
LIN Saisai 林賽賽
AdvisingAdv.FuturesAsset Mgmt
BMO9842018-03-15
CHAN Tak Mo 陳德武
DealingAdvisingAdv.Futures
BIZ8982018-01-25
HAN Lin Chour, William 韓霖疇
Dealing
BAN0662017-08-25
HUNG Lee 洪莉
DealingAdvisingAdv.Futures
AQM6882017-02-28
YEO Zhi Aik
AdvisingAsset Mgmt
AVN1132016-12-22
SALAROLI Martin 羅文庭
DealingAdvisingAdv.Futures
BIN9892016-11-15
CHU Wai Tak, Victor 褚偉德
DealingAdvisingAdv.Futures
ARK8302016-09-09
LAU Chi Leung 劉志良
AdvisingAsset Mgmt
APH0322016-07-06
TSUI Chi Kit Robin 徐志傑
DealingAdvising
ATN8302016-02-04
HUI Hoi Pan 許海濱
AdvisingAdv.FuturesAsset Mgmt
AIQ9732015-02-04
ANDERSON Kevin David
DealingFuturesAdvisingAdv.FuturesAsset Mgmt
BBT9782013-08-27
WELLS Jason Barrett
Dealing
AQK9502013-04-22
YIP Kwok Shing 葉國盛
AdvisingAdv.FuturesAsset Mgmt
ARB6872008-07-15
CHEUNG Wai Fai 張偉輝
DealingFuturesAdvisingAdv.FuturesCorp FinanceAsset Mgmt
AFD1812003-04-01