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SPS Securities

新寶城證券有限公司

SPS Securities is a Hong Kong-based securities firm licensed for dealing in securities, advising on securities, advising on corporate finance, and asset management. The firm operates as a multi-service boutique offering brokerage, investment advisory, corporate finance advisory, and asset management, catering to a broad client base including corporates, institutional investors, and high-net-worth individuals. Its corporate finance capability suggests involvement in IPO sponsorship, M&A advisory, and capital raising activities in Hong Kong's markets. SPS Securities positions itself as a comprehensive but compact financial services provider serving both investment and corporate clients.

35
Total licensed
4
Currently active
6
Arrivals tracked
16
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
4

People

Active SFC licences
Name CE# Joined
LI Man Hong 李民康
DealingAdvisingAsset Mgmt
AZL8212022-03-31
POON Cheung Fung, David 潘長風
DealingAdvisingCorp FinanceAsset Mgmt
AAD4252003-04-01
TING Kwok Hing 丁國慶
DealingAdvisingCorp FinanceAsset Mgmt
ACB6612003-04-01
LAU Wai Ming 劉偉明
DealingAdvisingCorp FinanceAsset Mgmt
ACD9162003-04-01